Moby-Dick; or, The Whale is an 1851 epic novel by American writer Herman Melville. The book centers on the sailor Ishmael's narrative of the maniacal quest of Ahab, captain of the whaling ship Pequod, for vengeance against Moby Dick, the giant white sperm whale that bit off his leg on the ship's previous voyage. A contribution to the literature of the American Renaissance, Moby-Dick was published to mixed reviews, was a commercial failure, and was out of print at the time of the author's death in 1891. Its reputation as a Great American Novel was established only in the 20th century, after the 1919 centennial of its author's birth. William Faulkner said he wished he had written the book himself, and D. H. Lawrence called it "one of the strangest and most wonderful books in the world" and "the greatest book of the sea ever written". Its opening sentence, "Call me Ishmael", is among world literature's most famous.
Melville began writing Moby-Dick in February 1850 and finished 18 months later, a year after he had anticipated. Melville drew on his experience as a common sailor from 1841 to 1844, including on whalers, and on wide reading in whaling literature. The white whale is modeled on a notoriously hard-to-catch albino whale Mocha Dick, and the book's ending is based on the sinking of the whaleship Essex in 1820. The detailed and realistic descriptions of sailing, whale hunting and of extracting whale oil, as well as life aboard ship among a culturally diverse crew, are mixed with exploration of class and social status, good and evil, and the existence of God.
The book's literary influences include Shakespeare, Thomas Carlyle, Sir Thomas Browne and the Bible. In addition to narrative prose, Melville uses styles and literary devices ranging from songs, poetry, and catalogs to Shakespearean stage directions, soliloquies, and asides. In August 1850, with the manuscript perhaps half finished, he met Nathaniel Hawthorne and was deeply impressed by his Mosses from an Old Manse, which he compared to Shakespeare in its cosmic ambitions. This encounter may have inspired him to revise and deepen Moby-Dick, which is dedicated to Hawthorne, "in token of my admiration for his genius".
The book was first published (in three volumes) as The Whale in London in October 1851, and under its definitive title, Moby-Dick; or, The Whale, in a single-volume edition in New York in November. The London publisher, Richard Bentley, censored or changed sensitive passages; Melville made revisions as well, including a last-minute change of the title for the New York edition. The whale, however, appears in the text of both editions as "Moby Dick", without the hyphen. Reviewers in Britain were largely favorable, though some objected that the tale seemed to be told by a narrator who perished with the ship, as the British edition lacked the epilogue recounting Ishmael's survival. American reviewers were more hostile.
Contents
Plot
Ishmael travels in December from Manhattan Island to New Bedford to join a whaling voyage as a green hand. At a crowded inn, he shares a bed with Queequeg, a tattooed Polynesian harpooneer and son of a king from the island of Rokovoko. The next morning, they attend Father Mapple's sermon on Jonah before heading to Nantucket. Ishmael signs aboard the Pequod under Quaker owners Bildad and Peleg. Peleg describes Captain Ahab as a "grand, ungodly, god-like man" who nevertheless has "his humanities". Queequeg joins the crew, and a man named Elijah prophesies a dire fate should Ishmael and Queequeg join Ahab. Shadowy figures board the ship, and on Christmas Day the Pequod departs.
Ishmael extensively discusses cetology and introduces the crew members: chief mate Starbuck, a realist Nantucket Quaker; cheerful second mate Stubb from Cape Cod; third mate Flask; and their harpooners Queequeg, the pure-blooded Indian Tashtego, and the African Daggoo. Ahab finally appears on the quarterdeck, his leg replaced with a prosthesis fashioned from a whale's jawbone. He nails a doubloon to the mast as a reward for the first man to sight Moby Dick, the white whale which took his leg. Ahab's vow of vengeance captivates Ishmael, despite Starbuck's objection that the voyage is meant to be for profit.
The Pequod sails toward the Azores, then southwest along South America before crossing to the Indian Ocean via the Cape of Good Hope rather than rounding Cape Horn. En route, Tashtego sights a sperm whale, and the shadowy figures are revealed as Ahab's special crew, led by the Parsee Fedallah. The Pequod begins making "gams", a form of social meeting, with other ships. The Goney cannot answer Ahab's question about Moby Dick, and the Town-Ho reveals a concealed story of divine judgement involving the whale.
Stubb kills a sperm whale, and the cook Fleece delivers a sermon to the sharks feasting on the whale's carcass. Later, Queequeg mounts it, tied to Ishmael's belt by a monkey-rope as if they were Siamese twins. Stubb and Flask later kill a right whale whose head is fastened to a yardarm opposite the sperm whale's head. Ishmael philosophically compares the two heads: the right whale is Lockean, stoic, and the sperm whale is Kantean, platonic. Tashtego nearly drowns in the sperm whale's head while retrieving spermaceti but is rescued by Queequeg. Pip, a young black cabin-boy, twice leaps from a whale boat in terror; the second time he is abandoned at sea and is insane by the time they rescue him.
Structure
Point of view
Ishmael is the narrator, shaping his story with the use of many different genres including sermons, stage plays, soliloquies, and emblematical readings. Repeatedly, Ishmael refers to his writing of the book: "But how can I hope to explain myself here; and yet, in some dim, random way, explain myself? I must, else all these chapters might be naught." Scholar John Bryant calls him the novel's "central consciousness and narrative voice". Walter Bezanson first distinguishes Ishmael as narrator from Ishmael as character, whom he calls "forecastle Ishmael", the younger Ishmael of some years ago. Narrator Ishmael, then, is "merely young Ishmael grown older". A second distinction is between either or both Ishmaels with the author Herman Melville. Bezanson warns readers to "resist any one-to-one equation of Melville and Ishmael".
Chapter structure
According to critic Walter Bezanson, the chapter structure can be divided into "chapter sequences", "chapter clusters", and "balancing chapters". The simplest sequences are of narrative progression, then sequences of theme such as the three chapters on whale painting, and sequences of structural similarity, such as the five dramatic chapters beginning with "The Quarter-Deck" or the four chapters beginning with "The Candles". Chapter clusters are the chapters on the significance of the color white, and those on the meaning of fire. Balancing chapters are chapters of opposites, such as "Loomings" versus the "Epilogue", or similars, such as "The Quarter-Deck" and "The Candles".
Scholar Lawrence Buell describes the arrangement of the non-narrative chapters as structured around three patterns: first, the nine meetings of the Pequod with ships that have encountered Moby Dick. Each has been more and more severely damaged, foreshadowing the Pequod's own fate. Second, the increasingly impressive encounters with whales. In the early encounters, the whaleboats hardly make contact; later there are false alarms and routine chases; finally, the massive assembling of whales at the edges of the China Sea in "The Grand Armada". A typhoon near Japan sets the stage for Ahab's confrontation with Moby Dick.
The third pattern is the cetological documentation, so lavish that it can be divided into two subpatterns. These chapters start with the ancient history of whaling and a bibliographical classification of whales, getting closer with second-hand stories of the evil of whales in general and of Moby Dick in particular, a chronologically ordered commentary on pictures of whales. The climax to this section is chapter 57, "Of whales in paint etc.", which begins with the humble (a beggar in London) and ends with the sublime (the constellation Cetus). The next chapter ("Brit"), thus the other half of this pattern, begins with the book's first description of live whales, and next the anatomy of the sperm whale is studied, more or less from front to rear and from outer to inner parts, all the way down to the skeleton. Two concluding chapters set forth the whale's evolution as a species and claim its eternal nature.
Some "ten or more" of the chapters on whale killings, beginning at two-fifths of the book, are developed enough to be called "events". As Bezanson writes, "in each case a killing provokes either a chapter sequence or a chapter cluster of cetological lore growing out of the circumstance of the particular killing," thus these killings are "structural occasions for ordering the whaling essays and sermons".
Nine meetings with other ships
A significant structural device is the series of nine meetings between the Pequod and other ships. These meetings are important in three ways. First, their placement in the narrative: the initial two meetings and the last two are both close to each other. The central group of five gams are separated by about 12 chapters. This pattern provides a structural element, remarks Bezanson, as if the encounters were "bones to the book's flesh". Second, Ahab's developing responses to the meetings plot the "rising curve of his passion" and of his monomania. Third, in contrast to Ahab, Ishmael interprets the significance of each ship individually: "each ship is a scroll which the narrator unrolls and reads".
Bezanson sees no single way to account for the meaning of all of these ships. Instead, they may be interpreted as "a group of metaphysical parables, a series of biblical analogues, a masque of the situation confronting man, a pageant of the humors within men, a parade of the nations, and so forth, as well as concrete and symbolic ways of thinking about the White Whale".
Scholar Nathalia Wright sees the meetings and the significance of the vessels along other lines. She singles out the four vessels which have already encountered Moby Dick. The first, the Jeroboam, is named after the predecessor of the biblical King Ahab. Her "prophetic" fate is "a message of warning to all who follow, articulated by Gabriel and vindicated by the Samuel Enderby, the Rachel, the Delight, and at last the Pequod". None of the other ships has been completely destroyed because none of their captains shared Ahab's monomania; the fate of the Jeroboam reinforces the structural parallel between Ahab and his biblical namesake: "Ahab did more to provoke the Lord God of Israel to anger than all the kings of Israel that were before him" (I Kings 16:33).
Themes
An early enthusiast for the Melville Revival, the English author E. M. Forster remarked in 1927: "Moby-Dick is full of meanings: its meaning is a different problem." Yet he saw as "the essential" in the book "its prophetic song", which flows "like an undercurrent" beneath the surface action and morality. The hunt for the whale can be seen as a metaphor for an epistemological quest—in the words of biographer Laurie Robertson-Lorant, "man's search for meaning in a world of deceptive appearances and fatal delusions". Ishmael's taxonomy of whales merely demonstrates "the limitations of scientific knowledge and the impossibility of achieving certainty". She also contrasts Ishmael's and Ahab's attitudes toward life, with Ishmael's open-minded and meditative, "polypositional stance" as antithetical to Ahab's monomania, adhering to dogmatic rigidity.
Melville biographer Andrew Delbanco cites race as an example of this search for truth beneath surface differences, noting that all races are represented among the crew members of the Pequod. Although Ishmael initially is afraid of Queequeg as a tattooed possible cannibal, he soon decides that he would "Better sleep with a sober cannibal than a drunken Christian." While it may be rare for a mid-19th century American book to feature Black characters in a nonslavery context, slavery is frequently mentioned. The theme of race is carried primarily by Pip, the diminutive Black cabin boy. When Pip has almost drowned, and Ahab, genuinely touched by Pip's suffering, questions him gently, Pip "can only parrot the language of an advertisement for the return of a fugitive slave: 'Pip! Reward for Pip!'".
Editors Bryant and Springer suggest that perception is a central theme—the difficulty of seeing and understanding, which makes deep reality hard to discover and truth hard to pin down. Ahab explains that, like all things, the evil whale wears a disguise: "All visible objects, man, are but pasteboard masks"—and Ahab is determined to "strike through the mask! How can the prisoner reach outside, except by thrusting through the wall? To me, the white whale is that wall" (Ch. 36, "The Quarter-Deck"). This theme pervades the novel, perhaps never so emphatically as in "The Doubloon" (Ch. 99), where each crewmember perceives the coin in a way shaped by his own personality. Later, the American edition has Ahab "discover no sign" (Ch. 133) of the whale when he is staring into the deep. In fact, Moby Dick is then swimming up at him. In the British edition, Melville changed the word "discover" to "perceive", and with good reason, for "discovery" means finding what is already there, but "perceiving", or better still, perception, is "a matter of shaping what exists by the way in which we see it". The point is not that Ahab would discover the whale as an object, but that he would perceive it as a symbol of his making.
Style
"Above all", say the scholars Bryant and Springer, Moby-Dick is language: "nautical, biblical, Homeric, Shakespearean, Miltonic, cetological, alliterative, fanciful, colloquial, archaic and unceasingly allusive". Melville stretches grammar, quotes well-known or obscure sources, or swings from calm prose to high rhetoric, technical exposition, seaman's slang, mystic speculation, or wild prophetic archaism. Melville coined words, critic Newton Arvin recognizes, as if the English vocabulary were too limited for the complex things he had to express. Perhaps the most striking example is the use of verbal nouns, mostly plural, such as allurings, coincidings, and leewardings. Equally abundant are unfamiliar adjectives and adverbs, including participial adjectives such as officered, omnitooled, and uncatastrophied; participial adverbs such as intermixingly, postponedly, and uninterpenetratingly; rarities such as the adjectives unsmoothable, spermy, and leviathanic, and adverbs such as sultanically, Spanishly, and Venetianly; and adjectival compounds ranging from odd to magnificent, such as "the message-carrying air", "the circus-running sun", and "teeth-tiered sharks". It is rarer for Melville to create his own verbs from nouns, but he does this with what Arvin calls "irresistible effect", such as in "who didst thunder him higher than a throne", and "my fingers ... began ... to serpentine and spiralize". For Arvin, the essence of the writing style of Moby-Dick lies in
the manner in which the parts of speech are 'intermixingly' assorted in Melville's style—so that the distinction between verbs and nouns, substantives and modifiers, becomes a half unreal one—this is the prime characteristic of his language. No feature of it could express more tellingly the awareness that lies below and behind Moby-Dick—the awareness that action and condition, movement and stasis, object and idea, are but surface aspects of one underlying reality.
Later critics have expanded Arvin's categories. The superabundant vocabulary can be broken down into strategies used individually and in combination. First, the original modification of words as "Leviathanism" and the exaggerated repetition of modified words, as in the series "pitiable", "pity", "pitied" and "piteous" (Ch. 81, "The Pequod Meets the Virgin"). Second, the use of existing words in new ways, as when the whale "heaps" and "tasks". Third, words lifted from specialized fields, as "fossiliferous". Fourth, the use of unusual adjective-noun combinations, as in "concentrating brow" and "immaculate manliness" (Ch. 26, "Knights and Squires"). Fifth, using the participial modifier to emphasize and to reinforce the already established expectations of the reader, as the words "preluding" and "foreshadowing" ("so still and subdued and yet somehow preluding was all the scene ..."; "In this foreshadowing interval ...").
Assimilation of Shakespeare
F. O. Matthiessen, in 1941, declared that Melville's "possession by Shakespeare went far beyond all other influences" in that it made Melville discover his own full strength "through the challenge of the most abundant imagination in history". This insight was then reinforced by the study of Melville's annotations in his reading copy of Shakespeare, which show that he immersed himself in Shakespeare when he was preparing for Moby-Dick, especially King Lear and Macbeth. Reading Shakespeare, Matthiessen observes, was "a catalytic agent", one that transformed his writing "from limited reporting to the expression of profound natural forces".
The creation of Ahab, Melville biographer Leon Howard discovered, followed an observation by Coleridge in his lecture on Hamlet: "one of Shakespeare's modes of creating characters is to conceive any one intellectual or moral faculty in morbid excess, and then to place himself. ... thus mutilated or diseased, under given circumstances". Coleridge's vocabulary is echoed in some phrases that describe Ahab. Ahab seemed to have "what seems a half-wilful over-ruling morbidness at the bottom of his nature", and "all men tragically great", Melville added, "are made so through a certain morbidness; "all mortal greatness is but disease". In addition to this, in Howard's view, the self-references of Ishmael as a "tragic dramatist", and his defense of his choice of a hero who lacked "all outward majestical trappings" is evidence that Melville "consciously thought of his protagonist as a tragic hero of the sort found in Hamlet and King Lear".
Matthiessen demonstrates the extent to which Melville was in full possession of his powers in the description of Ahab, which ends in language
that suggests Shakespeare's but is not an imitation of it: 'Oh, Ahab! what shall be grand in thee, it must needs be plucked from the skies and dived for in the deep, and featured in the unbodied air!' The imaginative richness of the final phrase seems particularly Shakespearean, "but its two key words appear only once each in the plays ... and to neither of these usages is Melville indebted for his fresh combination".
Melville's assimilation of Shakespeare, Matthiessen concludes, gave Moby-Dick "a kind of diction that depended upon no source", and that could, as D.H. Lawrence put it, convey something "almost superhuman or inhuman, bigger than life". The prose is not based on anybody else's verse but on "a sense of speech rhythm".
Thomas Carlyle
Critics have seen parallels between Moby-Dick and Thomas Carlyle's work, particularly Sartor Resartus (1833–34), On Heroes, Hero-Worship, & the Heroic in History (1841) and the Critical and Miscellaneous Essays, which Melville read while writing the novel. James Barbour and biographer Leon Howard write that "Carlyle's rhetoric is reflected" in much of the dialogue of Ahab and Ishmael, while Melville uses Sartor's philosophical concepts of "an emblematic universe" and a "weaver god" "almost in Carlyle's words". Alexander Welsh argues that Carlyle figured "largely in the undertaking of Moby Dick", noting that the "figure of the sheep in 'The Funeral' ... is taken directly from Carlyle", specifically the essay "Boswell's Life of Johnson" (1832) and that the "language of herring and whales, fleets and commodores" may have been borrowed from Sartor. According to Paul Giles, Sartor "furnished Melville with a prototype for his playful iconoclastic style in Moby-Dick", particularly in its narrative strategy and romantic ironic paradoxes. The "shared use of the clothing metaphor" is also inspired by Sartor.
Jonathan Arac sees in Moby-Dick "a direct appropriation" of Carlyle's "Hero". "Ahab", writes Arac, "is very much a Carlylean hero", which Carlyle's "romantic image of Cromwell helped Melville to create". Carlyle's portraits of Dante Alighieri and Shakespeare in "The Hero as Poet", the third lecture of On Heroes, "offered models that helped Melville to develop as a reader and to achieve the definition of himself as a writer that made Moby-Dick possible".
Renaissance humanism
During the composition of Moby-Dick Melville also read Renaissance humanists such as Thomas Browne, Robert Burton, and Rabelais. Hershel Parker notes that Melville adopted not only their poetic and conversational prose styles, but also their skeptical attitudes towards religion. Browne's statement "I love to lose my selfe in a mystery to pursue my reason to an ob altitudo" mirrors both in ethos and poetics Ishmael's "I love to sail forbidden seas, and land on barbarous coasts. Not ignoring what is good, I am quick to perceive a horror, and could still be social with it."
Ishmael also mirrors the epistemological uncertainty of Renaissance humanists. For example, Browne argues that "where there is an obscurity too deepe for our reason ... [reason] becomes more humble and submissive unto the subtilties of faith.... I believe there was already a tree whose fruit our unhappy parents tasted, though in the same chapter, when God forbids it, 'tis positivley said, the plants of the field were not yet growne." Ishmael similarly embraces paradox when he proclaims "Doubts of all things earthly, and intuitions of some things heavenly; this combination makes neither believer nor infidel, but makes a man who regards them both with equal eye."
Scholars have also called attention to similarities between Melville's style and that of Robert Burton in Anatomy of Melancholy. William Engel notes that Melville had Burton's book at his side, and says "this encyclopedic work will serve as a conceptual touchstone for analyzing his looking back to an earlier aesthetic practice." Additionally, Hershel Parker writes that in 1847, Anatomy of Melancholy served as Melville's "sonorous textbook on morbid psychology" and in the following year he bought a set of Michel de Montaigne's works. In the Essays he found "a worldly wise skepticism that braced him against the superficial pieties demanded by his time". Melville then read Browne's Religio Medici which he adored, describing Browne to a friend as "a kind of 'crack'd archangel'".
Background
Autobiographical elements
Moby-Dick draws on Melville's experience on the whaler Acushnet, but is not autobiographical. On December 30, 1840, Melville signed on as a green hand for the maiden voyage of the Acushnet, planned to last for 52 months. Its owner, Melvin O. Bradford, like Bildad, was a Quaker: on several instances when he signed documents, he erased the word "swear" and replaced it with "affirm". However, the shareholders of the Acushnet were relatively wealthy, whereas the owners of the Pequod included poor widows and orphaned children.
The model for the Whaleman's Chapel of chapter 7 is the Seamen's Bethel on Johnny Cake Hill. Melville attended a service there shortly before he shipped out on the Acushnet, and he heard a sermon by Reverend Enoch Mudge, who is at least in part the inspiration for Father Mapple. Even the topic of Jonah and the Whale may be authentic, for Mudge contributed sermons on Jonah to Sailor's Magazine.
The crew was not as heterogenous or exotic as the crew of the Pequod. Five were foreigners, four of them Portuguese, and the others were American either at birth or naturalized. Three black men were in the crew, two seamen and the cook. Fleece, the black cook of the Pequod, was probably modeled on this Philadelphia-born William Maiden. A first mate, actually called Edward C. Starbuck was discharged at Tahiti under mysterious circumstances. The second mate, John Hall, is identified as Stubb in an annotation in the book's copy of crew member Henry Hubbard, who also identified the model for Pip: John Backus, a little black man added to the crew during the voyage. Hubbard witnessed Pip's fall into the water.
Ahab seems to have had no model, though his death may have been based on an actual event. Melville was aboard The Star in May 1843 with two sailors from the Nantucket who could have told him that they had seen their second mate "taken out of a whaleboat by a foul line and drowned".
Whaling sources
In addition to his own experience on the whaling ship Acushnet, two actual events served as the genesis for Melville's tale. One was the sinking of the Nantucket ship Essex in 1820, after a sperm whale rammed her 2,000 miles (3,200 km) from the western coast of South America. First mate Owen Chase, one of eight survivors, recorded the events in his 1821 Narrative of the Most Extraordinary and Distressing Shipwreck of the Whale-Ship Essex.
The other event was the alleged killing in the late 1830s of the albino sperm whale Mocha Dick, in the waters off the Chilean island of Mocha. Mocha Dick was rumored to have 20 or so harpoons in his back from other whalers, and appeared to attack ships with premeditated ferocity. One of his battles with a whaler served as subject for an article by explorer J. N. Reynolds in the May 1839 issue of The Knickerbocker or New-York Monthly Magazine. Melville was familiar with the article, which described:
This renowned monster, who had come off victorious in a hundred fights with his pursuers, was an old bull whale, of prodigious size and strength. From the effect of age, or more probably from a freak of nature ... a singular consequence had resulted — he was white as wool!
Significantly, Reynolds writes a first-person narration that serves as a frame for the story of a whaling captain he meets. The captain resembles Ahab and suggests a similar symbolism and single-minded motivation in hunting this whale, in that when his crew first encounters Mocha Dick and cowers from him, the captain rallies them:
As he drew near, with his long curved back looming occasionally above the surface of the billows, we perceived that it was white as the surf around him; and the men stared aghast at each other, as they uttered, in a suppressed tone, the terrible name of MOCHA DICK!
"Mocha Dick or the d----l [devil]', said I, 'this boat never sheers off from any thing that wears the shape of a whale.'"
Mocha Dick had over 100 encounters with whalers in the decades between 1810 and the 1830s. He was described as being gigantic and covered in barnacles. Although he was the most famous, Mocha Dick was not the only white whale in the sea, nor the only whale to attack hunters.
Composition
Scholars have concluded that Melville composed Moby-Dick in two or even three stages. Reasoning from biographical evidence, analysis of the functions of characters, and a series of unexplained but perhaps meaningful inconsistencies in the final version, they hypothesize that reading Shakespeare and his new friendship with Hawthorne, in the words of Lawrence Buell, inspired Melville to rewrite a "relatively straightforward" whaling adventure into "an epic of cosmic encyclopedic proportions".
The earliest surviving mention of what became Moby-Dick is a letter Melville wrote to Richard Henry Dana Jr. on May 1, 1850:
About the "whaling voyage"—I am half way in the work, & am very glad that your suggestion so jumps with mine. It will be a strange sort of book, tho', I fear; blubber is blubber you know; tho' you may get oil out of it, the poetry runs as hard as sap from a frozen maple tree; — & to cook the thing up, one must needs throw in a little fancy, which from the nature of the thing, must be ungainly as the gambols of the whales themselves. Yet I mean to give the truth of the thing, spite of this.
Bezanson objects that the letter contains too many ambiguities to assume "that Dana's 'suggestion' would obviously be that Melville do for whaling what he had done for life on a man-of-war in White-Jacket". Dana had experienced how incomparable Melville was in dramatic storytelling when he met him in Boston, so perhaps "his 'suggestion' was that Melville do a book that captured that gift". And the long sentence in the middle of the above quotation simply acknowledges that Melville is struggling with the problem, not of choosing between fact and fancy but of how to interrelate them. The most positive statements are that it will be a strange sort of a book and that Melville means to give the truth of the thing, but what thing exactly is not clear.
Melville may have found the plot before writing or developed it after the writing process was underway. Considering his elaborate use of sources, "it is safe to say" that they helped him shape the narrative, its plot included. Scholars John Bryant and Haskell Springer cite the development of the character Ishmael as another factor which prolonged Melville's process of composition and which can be deduced from the structure of the final version of the book. Ishmael, in the early chapters, is simply the narrator, just as the narrators in Melville's earlier sea adventures had been, but in later chapters becomes a mystical stage manager who is central to the tragedy.
Publication history
Melville first proposed the British publication in a June 27, 1850, letter to Richard Bentley, London publisher of his earlier works. Textual scholar G. Thomas Tanselle said that, in these earlier books, American proof sheets had been sent to the British publisher and that publication in the United States did not commence until the work had been set in type and published in England. This procedure was intended to provide the best (though still uncertain) claim for the UK copyright of an American work. In the case of Moby-Dick, Melville had taken almost a year longer than promised, and could not rely on Harpers to prepare the proofs as they had done for the earlier books. Indeed, Harpers had denied him an advance, and since he was already in debt to them for almost $700, he was forced to borrow money and to arrange for the typesetting and plating himself. John Bryant suggests that he did so "to reduce the number of hands playing with his text".
The final stages of composition overlapped with the early stages of publication. At the end of May 1851, Melville delivered the bulk of his manuscript to Harper's for plating and printing of proof sheets. In June, he wrote to Hawthorne that he was in New York to "work and slave on my 'Whale' while it is driving through the press". He was staying with Allan and Sophia in a small room to correct proofs, and to (re)write the closing pages. By the end of the month, "wearied with the long delay of printers", Melville came back to finish work on the book in Pittsfield. Three weeks later, the typesetting was almost done, as he announced to Bentley on July 20: "I am now passing thro' the press, the closing sheets of my new work". While Melville was simultaneously writing and proofreading what had been set, the corrected proof would be plated, that is, the type fixed in final form. Since earlier chapters were already plated when he was revising the later ones, Melville must have "felt restricted in the kinds of revisions that were feasible".
On July 3, 1851, Bentley offered Melville £150 and "half profits", that is, half the profits that remained after the expenses of production and advertising. On July 20, Melville accepted, after which Bentley drew up a contract on August 13. Melville signed and returned the contract in early September, and then went to New York with the proof sheets, made from the finished plates, which he sent to London by his brother Allan on September 10. For over a month, these proofs had been in Melville's possession, and because the book would be set anew in London he could devote all his time to correcting and revising them. He still had no American publisher, so the usual hurry about getting the British publication to precede the American was not present. Only on September 12 was the Harper publishing contract signed. Bentley received the proof sheets with Melville's corrections and revisions marked on them on September 24. He published the book less than four weeks later.
Melville's revisions and British editorial revisions
The British edition, set by Bentley's printers from the American page proofs with Melville's revisions and corrections, differs from the American edition in over 700 wordings and thousands of punctuation and spelling changes.
Excluding the preliminaries and the one extract, the three volumes of the British edition came to 927 pages and the single American volume to 635 pages. Accordingly, the dedication to Hawthorne in the American edition—"this book is inscribed to"—became "these volumes are inscribed to" in the British. The table of contents in the British edition generally follows the actual chapter titles in the American edition, but 19 titles in the American table of contents differ from the titles above the chapters themselves. This list was probably drawn up by Melville himself: the titles of chapters describing encounters of the Pequod with other ships had—apparently to stress the parallelisms between these chapters—been standardized to "The Pequod meets the ...," with the exception of the already published 'The Town-Ho's Story'.
For unknown reasons, the "Etymology" and "Extracts" were moved to the end of the third volume. An epigraph from Paradise Lost, taken from the second of the two quotations from that work in the American edition, appears on the title page of each of the three British volumes. Melville's involvement with this rearrangement is not clear: if it was Bentley's gesture toward accommodating Melville, as Tanselle suggests, its selection put an emphasis on the quotation Melville might not have agreed with.
The largest of Melville's revisions is the addition to the British edition of a 139-word footnote in Chapter 87 explaining the word "gally". The edition also contains six short phrases and some 60 single words lacking in the American edition. In addition, about 35 changes produce genuine improvements, as opposed to mere corrections: "Melville may not have made every one of the changes in this category, but it seems certain that he was responsible for the great majority of them."
British censorship and missing "Epilogue"
The British publisher hired one or more revisers who were, in the evaluation of scholar Steven Olsen-Smith, responsible for "unauthorized changes ranging from typographical errors and omissions to acts of outright censorship". According to biographer Robertson-Lorant, the result was that the British edition was "badly mutilated". The expurgations fall into four categories, ranked according to the apparent priorities of the censor:
Sacrilegious passages, more than 1,200 words: Attributing human failures to God was grounds for excision or revision, as was comparing human shortcomings to divine ones. For example, in chapter 28, "Ahab", Ahab stands with "a crucifixion in his face" was revised to "an apparently eternal anguish";
Sexual matters, including the sex life of whales and even Ishmael's worried anticipation of the nature of Queequeg's underwear, as well as allusions to fornication or harlots, and "our hearts' honeymoon" (in relation to Ishmael and Queequeg). Chapter 95, however, "The Cassock", referring to the whale's genital organ, was untouched, perhaps because of Melville's indirect language.
Remarks "belittling royalty or implying a criticism of the British": This meant the exclusion of the complete chapter 25, a "Postscript" on the use of sperm oil at coronations;
Perceived grammatical or stylistic anomalies were treated with "a highly conservative interpretation of rules of 'correctness'".
These expurgations also meant that any corrections or revisions Melville had marked upon these passages are now lost.
The final difference in the material not already plated is that the "Epilogue", thus Ishmael's miraculous survival, is omitted from the British edition. Obviously, the epilogue was not an afterthought supplied too late for the edition, for it is referred to in "The Castaway": "in the sequel of the narrative, it will then be seen what like abandonment befell myself." Why the "Epilogue" is missing is unknown. Since nothing objectionable was in it, most likely it was somehow lost by Bentley's printer when the "Etymology" and "Extracts" were moved.
Last-minute change of title
After the sheets had been sent, Melville changed the title. Probably late in September, Allan sent Bentley two pages of proof with a letter of which only a draft survives which informed him that Melville "has determined upon a new title & dedication—Enclosed you have proof of both—It is thought here that the new title will be a better selling title". After expressing his hope that Bentley would receive this change in time, Allan said that "Moby-Dick is a legitimate title for the book, being the name given to a particular whale who if I may so express myself is the hero of the volume". Biographer Hershel Parker suggests that the reason for the change was that Harper's had two years earlier published a book with a similar title, The Whale and His Captors.
Changing the title was not a problem for the American edition, since the running heads throughout the book only showed the titles of the chapters, and the title page, which would include the publisher's name, could not be printed until a publisher was found. In October Harper's New Monthly Magazine printed chapter 54, "The Town-Ho's Story", with a footnote saying: "From The Whale. The title of a new work by Mr. Melville". The one surviving leaf of proof, "a 'trial' page bearing the title 'The Whale' and the Harper imprint," shows that at this point, after the publisher had been found, the original title still stood. When Allan's letter arrived, no sooner than early October, Bentley had already announced The Whale in both the Athenaem and the Spectator of October 4 and 11. Probably to accommodate Melville, Bentley inserted a half-title page in the first volume only, which reads "The Whale; or, Moby Dick".
Sales and earnings
The British printing of 500 copies sold fewer than 300 within the first four months. In 1852, some remaining sheets were bound in a cheaper casing, and in 1853, enough sheets were still left to issue a cheap edition in one volume. Bentley recovered only half on the £150 he advanced Melville, whose share from actual sales would have been just £38, and he did not print a new edition. Harper's first printing was 2,915 copies, including the standard 125 review copies. The selling price was $1.50, about a fifth of the price of the British three-volume edition.
About 1,500 copies were sold within 11 days, and then sales slowed down to less than 300 the next year. After three years, the first edition was still available, almost 300 copies of which were lost when a fire broke out at the firm in December 1853. In 1855, a second printing of 250 copies was issued, in 1863, a third of 253 copies, and finally in 1871, a fourth printing of 277 copies, which sold so slowly that no new printing was ordered. Moby-Dick was out of print during the last four years of Melville's life, having sold 2,300 in its first year and a half and on average 27 copies a year for the next 34 years, totaling 3,215 copies.
Melville's earnings from the book add up to $1,260: the £150 advance from Bentley was equivalent to $703, and the American printings earned him $556, which was $100 less than he earned from any of his five previous books. Melville's widow received another $81 when the United States Book Company issued the book and sold almost 1,800 copies between 1892 and 1898.
Reception
The reception of The Whale in Britain and of Moby-Dick in the United States differed in two ways, according to Parker. First, British literary criticism was more sophisticated and developed than in the still-young republic, with British reviewing done by "cadres of brilliant literary people" who were "experienced critics and trenchant prose stylists", while the United States had only "a handful of reviewers" capable enough to be called critics, and American editors and reviewers habitually echoed British opinion. American reviewing was mostly delegated to "newspaper staffers" or else by "amateur contributors more noted for religious piety than critical acumen." Second, the differences between the two editions caused "two distinct critical receptions."
British
Twenty-one reviews appeared in London, and later one in Dublin. The British reviewers, according to Parker, mostly regarded The Whale as "a phenomenal literary work, a philosophical, metaphysical, and poetic romance". The Morning Advertiser for October 24 was in awe of Melville's learning, of his "dramatic ability for producing a prose poem", and of the whale adventures which were "powerful in their cumulated horrors." To its surprise, John Bull found "philosophy in whales" and "poetry in blubber", and concluded that few books that claimed to be either philosophical or literary works "contain as much true philosophy and as much genuine poetry as the tale of the Pequod's whaling expedition", making it a work "far beyond the level of an ordinary work of fiction". The Morning Post found it "one of the cleverest, wittiest, and most amusing of modern books", and predicted that it was a book "which will do great things for the literary reputation of its author".
Melville himself never saw these reviews, and Parker calls it a "bitter irony" that the reception overseas was "all he could possibly have hoped for, short of a few conspicuous proclamations that the distance between him and Shakespeare was by no means immeasurable."
One of the earliest reviews, by the extremely conservative critic Henry Chorley in the highly regarded London Athenaeum, described it as
[A]n ill-compounded mixture of romance and matter-of-fact. The idea of a connected and collected story has obviously visited and abandoned its writer again and again in the course of composition. The style of his tale is in places disfigured by mad (rather than bad) English; and its catastrophe is hastily, weakly, and obscurely managed.
According to the London Literary Gazette and Journal of Science and Art for December 6, 1851, "Mr. Melville cannot do without savages, so he makes half of his dramatis personae wild Indians, Malays, and other untamed humanities", who appeared in "an odd book, professing to be a novel; wantonly eccentric, outrageously bombastic; in places charmingly and vividly descriptive". Most critics regretted the extravagant digressions because they distracted from an otherwise interesting and even exciting narrative, but even critics who did not like the book as a whole praised Melville's originality of imagination and expression.
American
Some sixty reviews appeared in America, the criterion for counting as a review being more than two lines of comment. Only a couple of reviewers expressed themselves early enough not to be influenced by news of the British reception. Though Moby-Dick did contain the Epilogue and so accounted for Ishmael's survival, the British reviews influenced the American reception. The earliest American review, in the Boston Post for November 20, quoted the London Athenaeum's scornful review, not realizing that some of the criticism of The Whale did not pertain to Moby-Dick. This last point, and the authority and influence of British criticism in American reviewing, is clear from the review's opening: "We have read nearly one half of this book, and are satisfied that the London Athenaeum is right in calling it 'an ill-compounded mixture of romance and matter-of-fact'". Though the Post quoted the greater portion of the review, it omitted the condensed extract of Melville's prose the Athenaeum had included to give readers an example of it. The Post deemed the price of one dollar and fifty cents far too much: "'The Whale' is not worth the money asked for it, either as a literary work or as a mass of printed paper".
The New York North American Miscellany for December summarized the verdict in the Athenaeum. The reviewer of the December New York Eclectic Magazine had actually read Moby-Dick in full, and was puzzled why the Athenaeum was so scornful of the ending. The attack on The Whale by the Spectator was reprinted in the December New York International Magazine, which inaugurated the influence of another unfavorable review. Rounding off what American readers were told about the British reception, in January Harper's Monthly Magazine attempted some damage control, and wrote that the book had "excited a general interest" among the London magazines.
The most influential American review, ranked according to the number of references to it, appeared in the weekly magazine Literary World, which had printed Melville's "Mosses" essay the preceding year. The author of the unsigned review in two installments, on November 15 and 22, was later identified as publisher Evert Duyckinck. The first half of the first installment was devoted to an event of remarkable coincidence: early in the month, between the publishing of the British and the American edition, a whale had sunk the New Bedford whaler Ann Alexander near Chile.
In the second installment, Duyckinck described Moby-Dick as three books rolled into one: he was pleased with the book as far as it was a thorough account of the sperm whale, less so with it as far as the adventures of the Pequod crew were considered, perceiving the characters as unrealistic and expressing inappropriate opinions on religions, and condemned the essayistic rhapsodizing and moralizing with what he thought was little respect of what "must be to the world the most sacred associations of life violated and defaced." The review prompted Hawthorne to take the "unusually aggressive step of reproving Duyckinck" by criticizing the review in a letter to Duyckinck of December 1:
Legacy and adaptations
Within a year after Melville's death in 1891, Moby-Dick, along with Typee, Omoo, and Mardi, was reprinted by Harper & Brothers, giving it a chance to be rediscovered. However, only New York's literary underground showed interest, just enough to keep Melville's name circulating for the next 25 years in the capital of American publishing. During this time, a few critics were willing to devote time, space, and a modicum of praise to Melville and his works, or at least those that could still be easily obtained or remembered. Other works, especially the poetry, went largely forgotten.
In 1917, American author Carl Van Doren became the first of this period to proselytize about Melville's value in his 1921 study, The American Novel, calling Moby-Dick a pinnacle of American Romanticism. In his 1923 Studies in Classic American Literature, novelist, poet, and short story writer D. H. Lawrence celebrated the originality and value of American authors, among them Melville. Lawrence saw Moby-Dick as a work of the first order despite his using the expurgated original English edition, which lacked the epilogue. The Modern Library brought out Moby-Dick in 1926, and the Lakeside Press in Chicago commissioned Rockwell Kent to design and illustrate a striking three-volume edition, which appeared in 1930. Random House then issued a one-volume trade version of Kent's edition, which in 1943 they reprinted as a less expensive Modern Library Giant.
The novel has been adapted or represented in art, film, books, cartoons, television, and more than a dozen versions in comic-book format. The first adaptation was the 1926 silent movie The Sea Beast, starring John Barrymore, in which Ahab returns to marry his fiancée after killing the whale. The most famous adaptation was the John Huston 1956 film produced from a screenplay by author Ray Bradbury. The long list of adaptations, as Bryant and Springer put it, demonstrates that "the iconic image of an angry embittered American slaying a mythic beast seemed to capture the popular imagination." They conclude that "different readers in different periods of popular culture have rewritten Moby-Dick" to make it a "true cultural icon". American artist David Klamen has cited the novel as an important influence on his dark, slow-to-disclose paintings, noting a passage in the book in which a mysterious, undecipherable painting in a bar is gradually revealed to depict a whale.
Both Mystic Seaport and the New Bedford Whaling Museum hold annual marathon live readings of Melville's novel in which volunteers read chapters aloud. The Mystic Seaport Marathon Reading is usually held July 31 to August 1 aboard the whaling vessel Charles W. Morgan with an actor portraying Herman Melville reading the first and final chapters, culminating in a celebration of Melville's birthday. The 2025 New Bedford Whaling Museum Marathon was held January 3–5, 2025.
Editions
Melville, H., The Whale. London: Richard Bentley, 1851. 3 vols. (viii, 312; iv, 303; iv, 328 pp.). Published October 18, 1851.
Melville, H., Moby-Dick; or, The Whale. New York: Harper and Brothers, 1851. xxiii, 635 pages. Published probably on November 14, 1851.
Melville, H., Moby-Dick; or, The Whale. Edited by Luther S. Mansfield and Howard P. Vincent. New York: Hendricks House, 1952. Includes a 25-page Introduction and over 250 pages of Explanatory Notes with an Index.
Melville, H., Moby-Dick; or, The Whale: An Authoritative Text, Reviews and Letters by Melville, Analogues and Sources, Criticism. A Norton Critical Edition. Edited by Harrison Hayford and Hershel Parker. New York: W.W. Norton, 1967. ISBN 0-393-09670-X.
Melville, H. Moby-Dick, or The Whale. Northwestern-Newberry Edition of the Writings of Herman Melville 6. Evanston, Ill.: Northwestern U. Press, 1988. A critical text with appendices on the history and reception of the book.
Moby-Dick. A Norton Critical Edition. Parker, Hershel, and Harrison Hayford (eds.). Second Edition, New York and London: W.W. Norton & Company. ISBN 978-0-393-97283-2.
Moby-Dick: A Longman Critical Edition, Edited by John Bryant and Haskell Springer. New York: Longman, 2007 and 2009. ISBN 978-0-321-22800-0.
Moby-Dick: An Authoritative Text, Contexts, Criticism, Hershel Parker, ed. (W. W. Norton and Company, 2018). ISBN 978-0-393-28500-0.